Procedure for examination of the application and establishment of an information document for approval by the AMF on an initial coin offering

Relevant on June 6, 2019

This instruction is adopted pursuant to the provisions of Articles 711-1 to 715-2 of the AMF General Regulation relating to initial coin offerings. It defines, in particular, the procedures for examination of the information document, describes its content in detail and specifies the conditions applicable to marketing material.

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Real estate investment companies, Forestry investment companies and Forestry groups

Relevant on March 13, 2019

A guide to the monitoring of collective investment undertakings

Relevant on March 13, 2019

This guide provides a reminder of how certain aspects of the regulations governing CIS should be applied, such as control procedures, maturity management, side pocket funds, compensation procedures, calculating exposure and overall risk, and information for investors (in relation to mergers and in relation to the guaranteed amount of their investment) as well as the monitoring of ETFs.

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MIFID II suitability requirements

Relevant on March 6, 2019

Programme of operations guide for asset management companies and self-managed collective investments

Relevant on January 24, 2019

The position-recommandation DOC-2012-19 outlines how to complete the sections of the autorization application (including the program of operations) and complementary sheets. In particular it provides specific instructions on the "four eyes" (quatre yeux) rule, access to (information on) the position of the market member, the credit analysis, delegation and outsourcing, the practice of cash pooling (centralised treasury management authorised provided that certain conditions are met) as well as on internal control procedures.

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Legal information
Head of publications: The Executive Director of AMF Communication Directorate.
Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02