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Regulation

Joint guidelines of the European banking authority (EBA) and the European securities and markets authority (ESMA) on the assessment of the suitability of members of the management body and key function holders (eba/gl/2017/12)

Relevant on July 26, 2018

Requirements for stress test scenarios under article 28 of the european money market fund regulation

Relevant on July 21, 2018

AMF Position DOC-2018-05 includes the ESMA guidelines for stress test scenarios on money market funds.

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Procedure for marketing units or shares of AIFs

Relevant on June 26, 2018

Instruction DOC-2014-03 describes the procedure for marketing AIFs in France. It also specifies the procedure for marketing in another European Union Member State of AIFs managed by a French asset management company authorised under the AIFM Directive.

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Prudential assessment of acquisitions and increases of qualifying holdings in the financial sector

Relevant on May 9, 2018

AMF position DOC-2017-10 aims to incorporate the European supervisory authorities' joint guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in asset management companies into the AMF's regulatory practices.

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Q&A on changes in the ownership structure of asset management companies

Relevant on May 9, 2018

Position-recommendation DOC-2009-24 provides clarifications on the scope and notification procedure for changes in the ownership structure of asset management companies (particularly including the content of the documentation to be transmitted to the AMF and the people responsible for notification).

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Legal information
Head of publications: The Executive Director of AMF Communication Directorate.
Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02