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SPOT inspection campaigns

Summary of SPOT inspections on securities financing transactions by asset

Published on December 4, 2019

This document is a review of SPOT inspections on securities financing transactions (SFTs), with regard to organisation, implementation by the funds, related controls and information provided to investors by the asset management companies (AMCs).

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Head of publications: The Executive Director of AMF Communication Directorate.
Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02