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Policy II - Investment products Authorisation procedures, preparation of a KIID and a prospectus, and reporting for French and foreign UCITS marketed in France

Segment information

Instruction DOC-2011-19

Applicable from October 26, 2012 to February 20, 2014

This document has been superseded. Click here to download a more recent version

Reference texts

Abstract

The AMF details the rules that apply to French UCITS and foreign UCITS distributed in France as regards the approval procedure, the drafting of a key investor information document (KIID) and a prospectus, and periodic reporting. Clarifications are provided about the creation of a French UCITS, changes during the life of UCITS, and the requirements regarding reporting to investors and to the AMF.

Authorisation application form : creation of a new french UCITS or (UCITS sub-fund)

Authorisation application form for comparable UCITS : creation of a comparable UCITS or a UCITS sub-fund

Authorisation application form for the transfer of a UCITS

Authorisation form following a request for supplementary information

Notifification form for changes to a UCITS that require ex-post notification

Application form for administrative management of multiple changes subject to ex-post notification

Notification form : demerger decided in accordance with articles L. 214-7-4 and L. 214-8-7 of the Monetary and financial code

Notification letter to be completed for an outward passport application

Procedures for filling in authorisation forms for changes subjec to pre-approval

European regulation 583/2010

Authorisation procedures, preparation of a KIID and a prospectus and periodic reporting for French and foreign UCITS marketed in France

Instruction DOC-2011-19 Applicable from February 21, 2014 to January 7, 2015

The AMF details the rules that apply to French UCITS and foreign UCITS distributed in France as regards the approval procedure, the drafting of a key investor information document (KIID) and a prospectus, and periodic reporting. Clarifications are provided about the creation of a French UCITS, changes during the life of UCITS, and the requirements regarding reporting to investors and to the AMF.

Link to the document

Authorisation procedures, preparation of a KIID and a prospectus and periodic reporting for French and foreign UCITS marketed in France

Instruction DOC-2011-19 Applicable from January 8, 2015 to November 30, 2015

The AMF details the rules that apply to French UCITS and foreign UCITS distributed in France as regards the approval procedure, the drafting of a key investor information document (KIID) and a prospectus, and periodic reporting. Clarifications are provided about the creation of a French UCITS, changes during the life of UCITS, and the requirements regarding reporting to investors and to the AMF.

Link to the document

Authorisation procedures, preparation of a KIID and a prospectus and periodic reporting for French and foreign UCITS marketed in France

Instruction DOC-2011-19 Applicable from December 1, 2015 to April 17, 2016

The AMF details the rules that apply to French UCITS and foreign UCITS distributed in France as regards the approval procedure, the drafting of a key investor information document (KIID) and a prospectus, and periodic reporting. Clarifications are provided about the creation of a French UCITS, changes during the life of UCITS, and the requirements regarding reporting to investors and to the AMF.

Link to the document

Authorisation procedures, preparation of a KIID and a prospectus and periodic reporting for French and foreign UCITS marketed in France

Instruction DOC-2011-19 Applicable from April 18, 2016 to November 7, 2016

This version of the document is not available in English.

Link to the document

Authorisation procedures, preparation of a KIID and a prospectus and periodic reporting for French and foreign UCITS marketed in France

Instruction DOC-2011-19 Applicable from November 8, 2016 to March 14, 2017

The AMF details the rules that apply to French UCITS and foreign UCITS distributed in France as regards the approval procedure, the drafting of a key investor information document (KIID) and a prospectus, and periodic reporting. Clarifications are provided about the creation of a French UCITS, changes during the life of UCITS, and the requirements regarding reporting to investors and to the AMF.

Link to the document

Authorisation procedures, preparation of a KIID and a prospectus and periodic reporting for French and foreign UCITS marketed in France

Instruction DOC-2011-19 Applicable from March 15, 2017 to April 25, 2018

The AMF details the rules that apply to French UCITS and foreign UCITS distributed in France as regards the approval procedure, the drafting of a key investor information document (KIID) and a prospectus, and periodic reporting. Clarifications are provided about the creation of a French UCITS, changes during the life of UCITS, and the requirements regarding reporting to investors and to the AMF.

Link to the document

Authorisation procedures, preparation of a KIID and a prospectus and periodic reporting for French and foreign UCITS marketed in France

Instruction DOC-2011-19 Applicable from April 26, 2018 to November 25, 2019

The AMF details the rules that apply to French UCITS and foreign UCITS distributed in France as regards the approval procedure, the drafting of a key investor information document (KIID) and a prospectus, and periodic reporting. Clarifications are provided about the creation of a French UCITS, changes during the life of UCITS, and the requirements regarding reporting to investors and to the AMF. This document has not been updated for the laws and regulations that transpose MIF 2 and legally separate investment firms from asset management companies. The update will take place in the near future.

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Table des matières de la doctrine

Legal information
Head of publications: The Executive Director of AMF Communication Directorate.
Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02