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Policy III - Providers Examination for the issuance of professional licences to compliance and internal control officers and investment services compliance officers

Segment information

Instruction DOC-2006-09

Applicable from May 27, 2014 to December 13, 2017

This document has been superseded. Click here to download a more recent version

The version of this document is not available in English.

Examination for the issuance of professional licences to compliance and internal control officers and investment services compliance officers

Instruction DOC-2006-09 Applicable from November 23, 2006 to January 9, 2008

Examination for the issuance of professional licences to compliance and internal control officers and investment services compliance officers

Instruction DOC-2006-09 Applicable from January 10, 2008 to May 2, 2012

Examination for the issuance of professional licences to compliance and internal control officers and investment services compliance officers

Instruction DOC-2006-09 Applicable from May 3, 2012 to May 26, 2014

Examination for the issuance of professional licences to compliance and internal control officers and investment services compliance officers

Instruction DOC-2006-09 Applicable from December 14, 2017 to June 25, 2018

Examination for the issuance of professional licences to compliance and internal control officers and investment services compliance officers

Instruction DOC-2006-09 Relevant on June 26, 2018

Table des matières de la doctrine

Legal information
Head of publications: The Executive Director of AMF Communication Directorate.
Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02